Carnival Corporation & plc Notification of Transactions of Directors/PDMRS

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Carnival Corporation & plc Notification of Transactions of Directors/PDMRS

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Jeffrey J. Gearhart

2

Reason for the notification

a)

Position/status

Director

b)

Initial notification/ Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Carnival Corporation

b)

Legal Entity Identifier

F1OF2ZSX47CR0BCWA982

4A

Details of the transaction: 1

a)

Description of the financial instrument, type of instrument
Identification code

Common stock with a nominal value of US$0.01 per share

CUSIP: 143658300

b)

Nature of the transaction

Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2020 Stock Plan.  The restriction on the shares lapses on April 9, 2023.

c)

Price(s) and volume(s)

Price(s)
$0.00

Volume(s)
12,763

d)

Aggregated information
– Aggregated volume
– Price

 

12,763
$0.00

e)

Date of the transaction

2020-06-22

f)

Place of the transaction

Off Market

4B

Details of the transaction: 2

a)

Description of the financial instrument, type of instrument
Identification code

Common stock with a nominal value of US$0.01 per share

CUSIP: 143658300

b)

Nature of the transaction

The grant, requested by the reporting person, is in lieu of his Boards of Directors retainer and committees’ fees for April to June 2020.  Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the shares lapses on February 12, 2021.

c)

Price(s) and volume(s)

Price(s)
$0.00

Volume(s)
1,746

d)

Aggregated information
– Aggregated volume
– Price

 

1,746
$0.00

e)

Date of the transaction

2020-06-22

f)

Place of the transaction

Off Market

Arnaldo Perez
General Counsel & Secretary
Carnival Corporation & plc
3655 NW 87th Avenue
MLGL-815
Miami, FL 33178
T: 305.599.2600



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